Creating Audits

Comprehensive guide to creating and configuring audits in P3M, including audit setup, parameter configuration, team assignment, and scheduling.

Audit Creation Overview

Comprehensive Audit Creation

P3M's audit creation system provides powerful tools for setting up various types of audits with customizable parameters, team assignments, and scheduling options to ensure thorough and effective audit processes.

Audit Creation Process

1

Audit Planning & Setup

Define audit objectives, scope, and basic parameters

  • Select audit type (Internal, Peer, External, Self)
  • Define audit objectives and scope
  • Set audit title and description
  • Choose audit category and classification
  • Determine audit priority level
  • Set compliance requirements if applicable
2

Configure Audit Parameters

Set up detailed audit configuration and criteria

  • Configure audit forms and questionnaires
  • Set evaluation criteria and scoring methods
  • Define required documentation and evidence
  • Configure approval workflows
  • Set up notification preferences
  • Define reporting requirements
3

Team Assignment

Assign auditors, auditees, and other stakeholders

  • Select lead auditor and audit team members
  • Assign auditees and departments to be audited
  • Define roles and responsibilities
  • Set access permissions for team members
  • Configure communication channels
  • Assign backup personnel if needed
4

Scheduling & Timeline

Set audit dates, deadlines, and milestone schedules

  • Set audit start and end dates
  • Define key milestones and deadlines
  • Schedule audit meetings and sessions
  • Set up reminder notifications
  • Configure calendar integration
  • Plan resource allocation timeline
5

Review & Launch

Final review of audit configuration and launch

  • Review all audit parameters and settings
  • Verify team assignments and permissions
  • Confirm schedule and timeline
  • Send notifications to all participants
  • Launch audit and begin execution
  • Monitor initial setup and address issues

Audit Types & Configuration

Internal Audits

Internal audits conducted by your organization's audit team.

  • • Department-specific audits
  • • Process compliance reviews
  • • Quality management audits
  • • Risk assessment audits
  • • Performance evaluation audits

Most common audit type with full customization options

Peer Audits

Collaborative audits between departments or team members.

  • • Cross-departmental reviews
  • • Best practice sharing
  • • Collaborative improvement
  • • Knowledge transfer audits
  • • Team performance reviews

Promotes collaboration and mutual learning

External Audits

Audits conducted by external parties or regulatory bodies.

  • • Regulatory compliance audits
  • • Certification audits
  • • Third-party assessments
  • • Vendor audits
  • • Accreditation reviews

Requires careful preparation and documentation

Self Audits

Self-assessment audits for individual or team evaluation.

  • • Personal performance reviews
  • • Self-assessment questionnaires
  • • Goal achievement reviews
  • • Skill development audits
  • • Continuous improvement

Encourages self-reflection and improvement

Advanced Configuration Options

Forms & Parameters

  • • Custom audit forms
  • • Question banks
  • • Scoring methodologies
  • • Evidence requirements
  • • Compliance checklists
  • • Rating scales

Workflow & Approvals

  • • Multi-stage approvals
  • • Review workflows
  • • Escalation procedures
  • • Sign-off requirements
  • • Quality gates
  • • Audit trail logging

Notifications & Reporting

  • • Automated notifications
  • • Progress updates
  • • Deadline reminders
  • • Status reports
  • • Executive summaries
  • • Custom report templates

Audit Creation Best Practices

Planning Phase

  • • Define clear audit objectives and scope
  • • Identify all stakeholders early
  • • Ensure adequate resource allocation
  • • Consider regulatory requirements
  • • Plan for potential risks and challenges

Configuration Phase

  • • Use standardized templates when possible
  • • Set realistic timelines and deadlines
  • • Configure appropriate approval workflows
  • • Test audit forms before launch
  • • Ensure proper access permissions

Team Assignment

  • • Select qualified and experienced auditors
  • • Ensure team independence and objectivity
  • • Provide clear role definitions
  • • Consider workload and availability
  • • Plan for backup resources

Launch Preparation

  • • Conduct thorough pre-launch review
  • • Communicate expectations clearly
  • • Provide necessary training and resources
  • • Set up monitoring and support
  • • Prepare contingency plans

Quick Actions

Audit Forms

Configure audit forms and parameters

Team Management

Assign auditors and manage teams

Audit Overview

View all audits and their status

Important Audit Creation Notes

  • • Ensure all required permissions are in place before creating audits
  • • Test audit configurations in a staging environment when possible
  • • Communicate audit objectives and expectations clearly to all participants
  • • Consider time zones and availability when scheduling international audits
  • • Maintain audit documentation and evidence throughout the process
  • • Regular monitoring and support during audit execution is essential
  • • Plan for post-audit activities including reporting and follow-up actions